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Archive / FAA Helicopter Flying Handbook / FAA Helicopter Flying Handbook: Chapter 11 — Helicopter Emergencies and Hazards

Chapter 11 — Helicopter Emergencies and Hazards

Chapter 11 — Helicopter Emergencies and Hazards — Part 2

FAA-H-8083-21B (2019)

Figure 2-38. To compensate for blowback, you must move the

cyclic forward.

Figure 2-37. The combined upward flapping (reduced lift) of the advancing blade and downward flapping (increased lift) of the retreating

blade equalizes lift across the main rotor disk, counteracting dissymmetry of lift.

Angle of attack at 3 o’clock positionA

Upflap velocity

Resultant relative wind

Chord line

Angle of attack over noseB

Resultant relative wind

Chord line

Angle of attack at 9 o’clock positionC

Downflap velocity

Resultant relative wind

Chord line

Angle of attack over tailD

Resultant relative wind

Chord line

Blade rotation

or surface wind enters the rotor disk, turbulence and vortices

are left behind and the flow of air becomes more horizontal.

In addition, the tail rotor becomes more aerodynamically

efficient during the transition from hover to forward flight.

Figures 2-39 and 2-40 show the different airflow patterns

at different speeds and how airflow affects the efficiency of

the tail rotor.

Figure 2-38 illustrates the tilting forward of the rotor disk,

which is the result of a change in pitch angle with forward

cyclic. At a hover, the cyclic is centered and the pitch angle on

the advancing and retreating blades is the same. At low forward

speeds, moving the cyclic forward reduces pitch angle on the

advancing blade and increases pitch angle on the retreating

blade. This causes a slight rotor disk tilt. At higher forward

speeds, the pilot must continue to move the cyclic forward.

This further reduces pitch angle on the advancing blade and

further increases pitch angle on the retreating blade. As a result,

there is even more tilt to the rotor disk than at lower speeds.

A horizontal lift component (thrust) generates higher

helicopter airspeed. The higher airspeed induces blade

flapping to maintain symmetry of lift. The combination of

flapping and cyclic feathering maintains symmetry of lift and

desired attitude on the rotor disk and helicopter.

Translational Lift

Improved rotor efficiency resulting from directional flight is

called translational lift. The efficiency of the hovering rotor

disk is greatly improved with each knot of incoming wind

gained by horizontal movement of the aircraft or surface

wind. As the incoming wind produced by aircraft movement

Downward velocity of air molecules used by aft section of rotor

1–5 knots

10–15 knots

Airflow pattern just prior to effective translational lift

Figure 2-39. The airflow pattern for 1–5 knots of forward airspeed. Note how the downwind vortex is beginning to dissipate and induced

flow down through the rear of the rotor disk is more horizontal.

Figure 2-40. An airflow pattern at a speed of 10–15 knots. At this increased airspeed, the airflow continues to become more horizontal.

The leading edge of the downwash pattern is being overrun and is well back under the nose of the helicopter.

As speed increases, translational lift becomes more effective,

nose rises or pitches up, and aircraft rolls to the right.

The combined effects of dissymmetry of lift, gyroscopic

precession, and transverse flow effect cause this tendency.

It is important to understand these effects and anticipate

correcting for them. Once the helicopter is transitioning

through ETL, the pilot needs to apply forward and left

lateral cyclic input to maintain a constant rotor-disk attitude.

[Figure 2-41]

Translational Thrust

Translational thrust occurs when the tail rotor becomes more

aerodynamically efficient during the transition from hover

to forward flight. As the tail rotor works in progressively

less turbulent air, this improved efficiency produces more

antitorque thrust, causing the nose of the aircraft to yaw left

Effective Translational Lift (ETL)

While transitioning to forward flight at about 16 to 24 knots,

the helicopter goes through effective translational lift (ETL).

As mentioned earlier in the discussion on translational lift,

the rotor blades become more efficient as forward airspeed

increases. Between 16 and 24 knots, the rotor disk completely

outruns the recirculation of old vortices and begins to work

in relatively undisturbed air. The flow of air through the rotor

disk is more horizontal, which reduces induced flow and

drag with a corresponding increase in angle of attach and lift.

The additional lift available at this speed is referred to as the

ETL, which makes the rotor disk operate more efficiently.

This increased efficiency continues with increased airspeed

until the best climb airspeed is reached, and total drag is at

its lowest point.

Helicopter movement

Thrust

Drag

Weight

Lift

Resultant

Resultant

Figure 2-42. Forces acting on the helicopter during sideward flight.

Figure 2-41. Effective translational lift is easily recognized in actual

flight by a transient induced aerodynamic vibration and increased

performance of the helicopter.

16–24 knots

No recirculation

of air

More horizontal

flow of air

Reduced induced flow

increases angle of attack

Tail rotor operates in

relatively clean air

Transverse flow effect is recognized by increased vibrations

of the helicopter at airspeeds around 12 to 15 knots and can

be produced by forward flight or from the wind while in a

hover. This vibration happens at an airspeed just below ETL

on takeoff and after passing through ETL during landing. The

vibration happens close to the same airspeed as ETL because

that is when the greatest lift differential exists between the

front and rear portions of the rotor system. As such, some

pilots confuse the vibration felt by transverse flow effect with

passing through ETL. To counteract transverse flow effect,

a cyclic input to the left may be needed.

Sideward Flight

In sideward flight, the tip-path plane is tilted in the direction

that flight is desired. This tilts the total lift-thrust vector

sideward. In this case, the vertical or lift component is still

straight up and weight straight down, but the horizontal or

thrust component now acts sideward with drag acting to the

opposite side. [Figure 2-42]

Sideward flight can be a very unstable condition due to the

parasitic drag of the fuselage combined with the lack of

horizontal stabilizer for that direction of flight. Increased

altitudes help with control and the pilot must always scan in

the direction of flight. Movement of the cyclic in the intended

direction of flight causes the helicopter to move, controls the

rate of speed, and ground track, but the collective and pedals

are key to successful sideward flight. Just as in forward flight,

the collective keeps the helicopter from contacting the ground

and the pedals help maintain the correct heading; even in

sideward flight, the tail of the helicopter should remain behind

you. Inputs to the cyclic should be smooth and controlled,

and the pilot should always be aware of the tip-path plane in

relation to the ground. [Figure 2-43]

(with a main rotor turning counterclockwise) and forces the

pilot to apply right pedal (decreasing the AOA in the tail

rotor blades) in response. In addition, during this period, the

airflow affects the horizontal components of the stabilizer

found on most helicopters which tends to bring the nose of

the helicopter to a more level attitude.

Induced Flow

As the rotor blades rotate, they generate what is called

rotational relative wind. This airflow is characterized as

flowing parallel and opposite the rotor’s plane of rotation

and striking perpendicular to the rotor blade’s leading edge.

This rotational relative wind is used to generate lift. As

rotor blades produce lift, air is accelerated over the foil and

projected downward. Anytime a helicopter is producing lift,

it moves large masses of air vertically and down through the

rotor disk. This downwash or induced flow can significantly

change the efficiency of the rotor disk. Rotational relative

wind combines with induced flow to form the resultant

relative wind. As induced flow increases, resultant relative

wind becomes less horizontal. Since AOA is determined

by measuring the difference between the chord line and the

resultant relative wind, as the resultant relative wind becomes

less horizontal, AOA decreases. [See Figure 2-21]

Transverse Flow Effect

As the helicopter accelerates in forward flight, induced flow

drops to near zero at the forward disk area and increases at the

aft disk area. These differences in lift between the fore and

aft portions of the rotor disk are called transverse flow effect.

[Figure 2-41] This increases the AOA at the front disk area

causing the rotor blade to flap up and reduces AOA at the aft

disk area causing the rotor blade to flap down. Because the

rotor acts like a gyro, maximum displacement occurs 90° in the

direction of rotation. The result is a tendency for the helicopter to

roll slightly to the right as it accelerates through approximately

20 knots or if the headwind is approximately 20 knots.

Helicopter movement

Thrust

Drag

Weight Lift

Resultant

Resultant

Downward force from

the horizontal stabilizer

Ground track required

Forward reference

Side reference

Figure 2-44. Forces acting on the helicopter during rearward flight.

Figure 2-43. Forces acting on the helicopter during sideward flight.

Contacting the ground with the skids during sideward flight

will most likely result in a dynamic rollover event before the

pilot has a chance to react. Extreme caution should be used

when maneuvering the helicopter sideways to avoid such

hazards from happening. Refer to Chapter 11, Helicopter

Hazards and Emergencies.

Rearward Flight

For rearward flight, the tip-path plane is tilted rearward,

which, in turn, tilts the lift-thrust vector rearward. Drag now

acts forward with the lift component straight up and weight

straight down. [Figure 2-44]

Pilots must be aware of the hazards of rearward flight.

Because of the position of the horizontal stabilizer, the tail

end of the helicopter tends to pitch downward in rearward

flight, causing the probability of hitting the ground to be

greater than in forward flight. Another factor to consider

in rearward flight is skid design. Most helicopter skids are

not turned upward in the back, and any contact with the

ground during rearward flight can put the helicopter in an

uncontrollable position leading to tail rotor contact with the

ground. Pilots must do a thorough scan of the area before

attempting to hover rearward, looking for obstacles and

terrain changes. Slower airspeeds can help mitigate risk and

maintain a higher-than-normal hover altitude.

Turning Flight

In forward flight, the rotor disk is tilted forward, which also

tilts the total lift-thrust force of the rotor disk forward. When

the helicopter is banked, the rotor disk is tilted sideward

resulting in lift being separated into two components. Lift

acting upward and opposing weight is called the vertical

component of lift. Lift acting horizontally and opposing

inertia (centrifugal force) is the horizontal component of lift

(centripetal force). [Figure 2-45]

As the angle of bank increases, the total lift force is tilted more

toward the horizontal, thus causing the rate of turn to increase

because more lift is acting horizontally. Since the resultant

lifting force acts more horizontally, the effect of lift acting

Normal Powered Flight Autorotation

Direction of flight

Direction of flight

Figure 2-46. During an autorotation, the upward flow of relative wind permits the main rotor blades to rotate at their normal speed. In

effect, the blades are “gliding” in their rotational plane.

Figure 2-45. Forces acting on the helicopter during turning flight.

90 80

90 80

Centrifugal force (inertia)

Weight

Resultant lift

Centripetal force

(horizontal component of lift)

Vertical

component

of lift

Bank

angle

vertically is decreased. To compensate for this decreased

vertical lift, the AOA of the rotor blades must be increased in

order to maintain altitude. The steeper the angle of bank is,

the greater the AOA of the rotor blades required to maintain

altitude. Thus, with an increase in bank and a greater AOA, the

resultant lifting force increases, and the rate of turn is higher.

Simply put, collective pitch must be increased in order to

maintain altitude and airspeed while turning. Collective pitch

controls the angle of incidence and along with other factors,

determines the overall AOA in the rotor disk.

Autorotation

Autorotation is the state of flight where the main rotor disk

of a helicopter is being turned by the action of air moving

up through the rotor rather than engine power driving

the rotor. In normal, powered flight, air is drawn into the

main rotor disk from above and exhausted downward, but

during autorotation, air moves up into the rotor disk from

below as the helicopter descends. Autorotation is permitted

mechanically by a freewheeling unit, which is a special

clutch mechanism that allows the main rotor to continue

turning even if the engine is not running. If the engine fails,

the freewheeling unit automatically disengages the engine

from the main rotor allowing the main rotor to rotate freely.

It is the means by which a helicopter can be landed safely in

the event of an engine failure; consequently, all helicopters

must demonstrate this capability in order to be certified.

[Figure 2-46] If a decision is made to attempt an engine

restart in flight (the parameters for this emergency procedure

will be different for each helicopter and must be precisely

followed) the pilot must reengage the engine starter switch to

start the engine. Once the engine is started, the freewheeling

unit will reengage the engine with the main rotor.

Vertical Autorotation

Most autorotations are performed with forward speed. For

simplicity, the following aerodynamic explanation is based

on a vertical autorotative descent (no forward speed) in still

air. Under these conditions, the forces that cause the blades

to turn are similar for all blades regardless of their position in

the plane of rotation. Therefore, dissymmetry of lift resulting

from helicopter airspeed is not a factor.

During vertical autorotation, the rotor disk is divided into

three regions (as illustrated in Figure 2-47): driven region,

Blade rotation

Blade rotation

Stall region 25%

Driving region 45%

Driven region 30%

Figure 2-47. Blade regions during autorotational descent.

driving region, and stall region. Figure 2-48 shows three

blade sections that illustrate force vectors. Part A is the

driven region, B and D are points of equilibrium, part C is

the driving region, and part E is the stall region. Force vectors

are different in each region because rotational relative wind is

slower near the blade root and increases continually toward

the blade tip. Also, blade twist gives a more positive AOA in

the driving region than in the driven region. The combination

of the inflow up through the rotor with rotational relative

wind produces different combinations of aerodynamic force

at every point along the blade.

The driven region, also called the propeller region, is nearest

the blade tips. Normally, it consists of about 30 percent of

the radius. In the driven region, part A of Figure 2-48, the

TAF acts behind the axis of rotation, resulting in an overall

drag force. The driven region produces some lift, but that lift

is offset by drag. The overall result is a deceleration in the

rotation of the blade. The size of this region varies with the

blade pitch, rate of descent, and rotor rpm. When changing

autorotative rpm blade pitch, or rate of descent, the size of

the driven region in relation to the other regions also changes.

There are two points of equilibrium on the blade—one

between the driven region and the driving region, and one

between the driving region and the stall region. At points of

equilibrium, TAF is aligned with the axis of rotation. Lift

and drag are produced, but the total effect produces neither

acceleration nor deceleration.

The driving region, or autorotative region, normally lies

between 25 to 70 percent of the blade radius. Part C of

Figure 2-48 shows the driving region of the blade, which

produces the forces needed to turn the blades during

autorotation. Total aerodynamic force in the driving region is

inclined slightly forward of the axis of rotation, producing a

continual acceleration force. This inclination supplies thrust,

which tends to accelerate the rotation of the blade. Driving

region size varies with blade pitch setting, rate of descent,

and rotor rpm.

By controlling the size of this region, a pilot can adjust

autorotative rpm. For example, if the collective pitch is raised,

the pitch angle increases in all regions. This causes the point

of equilibrium to move inboard along the blade’s span, thus

increasing the size of the driven region. The stall region also

becomes larger while the driving region becomes smaller.

Reducing the size of the driving region causes the acceleration

force of the driving region and rpm to decrease. A constant

rotor rpm is achieved by adjusting the collective pitch so blade

acceleration forces from the driving region are balanced with

the deceleration forces from the driven and stall regions.

The inner 25 percent of the rotor blade is referred to as the

stall region and operates above its maximum AOA (stall

angle), causing drag, which tends to slow rotation of the

blade. Part E of Figure 2-48 depicts the stall region.

Autorotation (Forward Flight)

Autorotative force in forward flight is produced in exactly the

same manner as when the helicopter is descending vertically

in still air. However, because forward speed changes the

inflow of air up through the rotor disk, all three regions move

outboard along the blade span on the retreating side of the

disk where AOA is larger. [Figure 2-49] With lower AOA

on the advancing side blade, more of the blade falls in the

driven region. On the retreating side, more of the blade is in

the stall region. A small section near the root experiences a

reversed flow; therefore, the size of the driven region on the

retreating side is reduced.

Prior to landing from an autorotative descent (or autorotation),

the pilot must flare the helicopter in order to decelerate. The

pilot initiates the flare by applying aft cyclic. As the helicopter

flares back, the airflow patterns change around the blades

causing the rpm to increase. Pilots must adjust the collective

as necessary to keep the rpm within operating limits.

Chapter Summary

This chapter introduced the basics of aerodynamic

fundamentals and theory and how they relate to flying a

helicopter. This chapter also explained how aerodynamics

affect helicopter flight and how important it is for pilots to

understand aerodynamic principles and be prepared to react

to these effects. For additional information on aerodynamics,

refer to the aerodynamics of flight portion of the Pilot’s

Handbook of Aeronautical Knowledge.

Figure 2-48. Force vectors in vertical autorotation descent.

Inflow up through rotor

Resultant RW

Rotational

relative

wind

Chord line

Axis of rotation

Lift

TAF

Drag

B & D

Inflow

Lift

TAF

Drag

AOA

AOA

Inflow

AOA

Lift

TAF

Drag

Inflow

Lift TAF

Drag

AOA

(blade stall)

Driven region

Drag

Point of equilibrium

Point of equilibrium

Driving region

Stall region

Drag

Autorotative force

A Driven region

Equilibrium

Driving region

Stall region

Axis of rotation

Axis of rotation

Axis of rotation

Blade rotation

Blade rotation

Stall region

Driving region

Driven region

Advancing sideRetreating side

Direction of Flight

Figure 2-49. Blade regions in forward autorotation descent.

Original source PDFPublished from pages 43–50 of the recorded source chapter.
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