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Archive / FAA Risk Management Handbook / FAA Risk Management Handbook: Appendix D

Appendix D

Appendix D — Part 2

FAA-H-8083-2A (2022)

Risk Management Handbook (FAA-H-8083-2A)

Certificate level

(e.g., private, commercial, ATP)

Ratings

(e.g., instrument, multiengine)

Endorsements

(e.g., complex, high performance, high altitude)

Total flying time

Years of flying experience

Flight review

(e.g., certificate, rating, wings)

Instrument Proficiency Check

Time since checkout in aircraft 1

Time since checkout in aircraft 2

Time since checkout in aircraft 3

Variation in equipment

(e.g., GPS navigators, autopilot)

Hours

Hours in this aircraft (or identical model)

Landings

Night hours

Night landings

Hours flown in high density altitude

Hours flown in mountainous terrain

Crosswind landings

IFR hours

IMC hours (actual conditions)

Approaches (actual or simulated)

Experience

Recent Experience (last 12 months)

Training Summary

Certification Level

Certification, Training, and Experience Summary

Figure 2-2. Certification, training, and experience summary.

The tables in Figure 2-3, Figure 2-4, and Figure 2-5 layout a sample assessment. Figure 2-3 shows how entries might look in

the Experience & Comfort Level Assessment VFR & MVFR table. Suppose a pilot’s flying takes place in a part of the country

where clear skies and visibilities of 30 miles or more are normal. The entry might specify the lowest VFR ceiling as 7,000

feet, and the lowest visibility as 15 miles. A pilot may never experience MVFR conditions and would leave the dash in place.

However, in this example and as shown in Figure 2-3, the pilot regularly flies in an area where normal summer flying involves

hazy conditions over relatively flat terrain and is more experienced and comfortable in MVFR. The pilot used the MVFR

column to record personal minimums of a 2,500-foot ceiling and 4 miles visibility for daytime operations.

For night flight, a ceiling under 3,000 feet or visibility less than 5 miles may create an unnecessary risk, so the pilot decided to

record a 5,000-foot ceiling and 8 miles visibility in the VFR column.

Risk Management Handbook (FAA-H-8083-2A)

Experience and “Comfort Level” Assessment

VFR & MVFR

Weather Condition

Ceiling

Day

Night

Visibility

Day

Night

VFR

> 3,000

—

5,000

> 5 miles

—

8 miles

MVFR

1,000–3,000

2,500

—

3–5 miles

4 miles

—

Figure 2-3. A sample pilot experience and comfort level assessment for VFR and MVFR.

For IFR, Figure 2-4 shows how a pilot recorded the lowest IFR conditions recently and regularly experienced. Although a pilot

may have successfully flown in low IFR (LIFR) conditions, it does not mean the pilot was “comfortable” in these conditions. In

this example, the pilot did not fill in the LIFR boxes for known “comfort level” in instrument meteorological conditions (IMC)

after deciding to avoid flight in those conditions.

Experience and “Comfort Level” Assessment

IFR & LIFR

Weather Condition

Ceiling

Day

Night

Visibility

Day

Night

IFR

500–999

1–3 miles

1 mile

3 miles

LIFR

< 500

—

—

< 1 mile

—

—

Figure 2-4. A sample pilot experience and comfort level assessment for IFR and LIFR.

If combined into a single table, the summary of a pilot’s known “comfort level” for VFR, MVFR, IFR, and LIFR weather

conditions might appear as shown in Figure 2-5.

Experience and “Comfort Level” Assessment

Combined VFR & IFR

Weather Condition

Ceiling

Day

Night

Visibility

Day

Night

VFR

MVFR

IFR

LIFR

2,500

5,000

4 miles

8 miles

1 mile

3 miles

Figure 2-5. Experience and comfort level assessment for combined VFR and IFR.

Step 3—Consider Other Conditions

Pilots should also have personal minimums for wind and turbulence and record the most challenging wind conditions comfortably

experienced during the last six to twelve months. As shown in Figure 2-6, a pilot may record these values for category and class,

or for a specific aircraft.

Risk Management Handbook (FAA-H-8083-2A)

Experience and “Comfort Level” Assessment

Wind & Turbulence

Surface wind speed

Surface wind gusts

Crosswind component

Turbulence

15 knots

8 knots

10 knots

5 knots

SE

ME

Make/

Model

Figure 2-6. A sample pilot experience and comfort level assessment for wind and turbulence.

In addition to winds, “comfort level” inventory should also include factors related to aircraft performance. Completing the table

with reference to the aircraft type and terrain typical for most flying [Figure 2-7] will establish a safety buffer. If the pilot has

never operated an airplane from a runway shorter than 5,000 feet, the shortest runway box should say 5,000 feet.

Experience and “Comfort Level” Assessment

Performance Factors

Shortest runway

Highest terrain

Highest density altitude

Performance

4,500

3,000

3,000

2,500

6,000

3,000

SE

ME

Make/

Model

Figure 2-7. Sample experience and comfort level assessment for performance factors.

Step 4—Assemble and Evaluate

Combining all these numbers results in a baseline personal minimums table as shown in Figure 2-8.

Baseline Personal Minimums

Weather Condition

Ceiling

Day

Night

Visibility

Day

Night

VFR

MVFR

IFR

LIFR

2,500

5,000

4 miles

8 miles

1 mile

3 miles

Surface wind speed

Surface wind gusts

Crosswind component

Turbulence

SE

ME

Make/

Model

15 knots

8 knots

10 knots

5 knots

Shortest runway

Highest terrain

Highest density altitude

Performance

SE

ME

Make/

Model

4,500

3,000

3,000

2,500

6,000

3,000

Figure 2-8. Sample baseline personal minimums.

Risk Management Handbook (FAA-H-8083-2A)

Step 5—Adjust for Specific Conditions

Any flight a pilot makes involves an infinite combination of pilot skill, experience, conditions, and proficiency. Aircraft

equipment and performance, environmental conditions, and external influences vary considerably. Both individually and in

combination, these factors can compress or expand the safety buffer provided by baseline personal minimums. Consequently,

a pilot should develop a practical way to adjust baseline personal minimums to accommodate specific conditions or aircraft.

Note that the example situations and additional safety margins [Figure 2-9] only provide a starting point. Pilots may develop their

own adjustment factors based on experience, aircraft capabilities, and operation. If flying experience is limited or infrequent,

the adjustment magnitude could increase. If multiple special conditions apply, a pilot could make an adjustment for each factor.

For example, suppose a pilot plans a night cross-country flight to an unfamiliar airport, departing after a full workday. The table

in Figure 2-9 suggests raising baseline personal minimums by adding 1,000 feet to the ceiling value, one mile to visibility, and

1,000 feet to required runway length.

Pilot

Aircraft

enVironment

External

Pressures

Illness, use of medication, stress, or fatigue; lack of

currency (e.g., have not flown for several weeks)

An unfamiliar airplane or an aircraft with unfamiliar

avionics or other equipment

Unfamiliar airports and airspace; different terrain or

other unfamiliar characteristics

“Must meet” deadlines, pressures from

passengers, etc.

If you are facing Adjust baseline personal minimums by

Adding at least 500 feet to ceiling

Adding at least 1/2 mile to visibility

Adding at least 500 feet to runway length

Subtracting at least 5 knots from winds

Figure 2-9. Examples of additional safety margins from baseline personal minimums.

Here are several important cautions regarding personal minimums. The pilot should:

1. Not adjust personal minimums to complete a specific flight. The time to consider adjustments is not while under

pressure to fly, but rather when time and objectivity permits an honest self-analysis about skill, performance, and

comfort level during the last few flights.

2. Make adjustments to one variable at a time. For example, if the goal is to lower baseline personal minimums for

visibility; the ceiling, wind, or other values should not change at the same time.

3. Seek training and consult with a flight instructor before making a significant adjustment to personal minimums.

Step 6—Stick to the Plan

As many pilots know, adhering to personal minimums sometimes creates an ethical dilemma, especially when pressures exist

to make a flight. Professional pilots live by the numbers, and so should general aviation pilots. Established personal minimums

enable the pilot to make a no-go or divert decision rather than departing with a sense of unease regarding the outcome of a flight.

In addition, a written set of personal minimums can also make it easier to explain tough decisions to passengers who depend

on the pilot’s judgment.

Using the FAA WINGS Program for Risk Mitigation & Safety

The FAA maintains a safety program that provides courses on a variety of topics as a means to enhance safety. The WINGS

Pilot Proficiency Program is based on the premise that pilots who maintain currency and proficiency will enjoy a safer and more

stress-free flying experience. As an added bonus, completion of a phase of the WINGS Program can count for a flight review

and participants may receive a discount on certain flight insurance policies. Pilots may create an account and watch a WINGS

video using the following links:

• FAA WINGS Program

Original source PDFPublished from pages 14–17 of the recorded source chapter.
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